0001387131-14-000450.txt : 20140211 0001387131-14-000450.hdr.sgml : 20140211 20140211115316 ACCESSION NUMBER: 0001387131-14-000450 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JEFFERSON BANCSHARES INC CENTRAL INDEX KEY: 0001222915 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 450508261 STATE OF INCORPORATION: TN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79521 FILM NUMBER: 14592459 BUSINESS ADDRESS: STREET 1: JEFFERSON FEDERAL SAVINGS & LOAN ASSOC STREET 2: 120 EVANS AVENUE CITY: MORRISTOWN STATE: TN ZIP: 37814 BUSINESS PHONE: 4235868421 MAIL ADDRESS: STREET 1: JEFFERSON FEDERAL SAVINGS & LOAN ASSOC STREET 2: 120 EVANS AVENUE CITY: MORRISTOWN STATE: TN ZIP: 37814 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JEFFERSON FEDERAL BANK EMPLOYEE STOCK OWNERSHIP PLAN CENTRAL INDEX KEY: 0001278192 IRS NUMBER: 866323194 STATE OF INCORPORATION: TN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O JEFFERSON FEDERAL BANK STREET 2: 120 EVENS AVENUE CITY: MORRISTOWN STATE: TN ZIP: 37814 BUSINESS PHONE: 4235868421 MAIL ADDRESS: STREET 1: C/O JEFFERSON FEDERAL BANK STREET 2: 120 EVENS AVENUE CITY: MORRISTOWN STATE: TN ZIP: 37814 SC 13G/A 1 jfbi-sc13ga_020714.htm AMENDMENT TO FORM SC 13G

 

 

 UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G/A

 

Under the Securities Exchange Act of 1934

(Amendment No. 10)*

 

  Jefferson Bancshares, Inc.  
  (Name of Issuer)  
     
  Common Stock, par value $0.01 per share  
  (Title of Class of Securities)  
     
  472375 104  
  (CUSIP Number)  
     
  December 31, 2013  
  (Date of Event Which Requires Filing of this Statement)  
     

Check the appropriate box to designate the rule pursuant to which this Schedule is filed

     
  Rule 13d-1(b)
  Rule 13d-1(c)
  Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

CUSIP No. 472375 104 13 G/A Page 2 of 6 Pages

 

 

1.

Names of Reporting Persons.

I.R.S. Identification Nos. of Above Persons (entities only)

 

Jefferson Federal Bank Employee Stock Ownership Plan 

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a) 

(b)   

3.

SEC Use Only

 

4.

Citizenship of Place of Organization

 

State of Tennessee

Number of Shares

Beneficially

Owned by Each

Reporting  Person

With

5.

Sole Voting Power 

 

216,033

  6.

Shared Voting Power

 

404,393

  7. 

Sole Dispositive Power 

 

620,426

  8.

Shared Dispositive Power

 

0

9.

Aggregate Amount Beneficially Owned by each Reporting Person

 

620,426

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

 

11.

Percent of Class Represented by Amount in Row 9

 

9.4% of 6,595,301 shares of Common Stock outstanding as of December 31,2013.

12.

Type of Reporting Person (See Instructions)

 

EP

       

  

 
 

 

 

    Page 3 of 6 Pages

 

JEFFERSON FEDERAL BANK

EMPLOYEE STOCK OWNERSHIP PLAN

SCHEDULE 13G

 

Item 1.

 

(a) Name of Issuer:

 

Jefferson Bancshares, Inc.

 

(b) Address of Issuer’s Principal Executive Offices:

 

120 Evans Avenue

Morristown, Tennessee 37814

 

Item 2.

 

(a) Name of Person Filing:

 

Jefferson Federal Bank

Employee Stock Ownership Plan

Trustee: First Bankers Trust Services, Inc.

              2321 Koch Lane

              P.O. Box 4005

             Quincy, Illinois 62301

 

(b) Address of Principal Business Office or, if none, Residence:

 

120 Evans Avenue

Morristown, Tennessee 37814

 

(c) Citizenship:

 

See Page 2, Item 4.

 

(d) Title of Class of Securities:

 

Common Stock, par value $0.01 per share

 

(e) CUSIP Number:

 

See Page 1.

 
 

 

    Page 4 of 6 Pages

 

 

Item 3. If this statement is filed pursuant to § 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

  (f) [x] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F).  

 

Item 4. Ownership.

 

  Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.  
     
  (a) Amount beneficially owned: See Page 2, Item 9.  
         
  (b) Percent of class: See Page 2, Item 11.  
         
  (c) Number of shares as to which the person has:  
         
    (i) Sole power to vote or to direct the vote:  
      See Page 2, Item 5.  
         
    (ii) Shared power to vote or to direct the vote:  
      See Page 2, Item 6.  
         
    (iii) Sole power to dispose or to direct the disposition of:  
      See Page 2, Item 7.  
         
    (iv) Shared power to dispose or to direct the disposition of:  
      See Page 2, Item 8.  

 

Item 5. Ownership of Five Percent or Less of a Class.

 

  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following □.  

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

 

  N/A  

 

 
 

 

    Page 5 of 6 Pages

 

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

  N/A  

 

Item 8. Identification and Classification of Members of the Group.

 

  N/A  

 

Item 9. Notice of Dissolution of Group.

 

  N/A  

 

Item 10. Certification.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.

 

 

 

 

 

 
 

 

    Page 6 of 6 Pages

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 7, 2014

________________________

Date

 

/s/ Linda J. Shultz

____________________________________________

Signature

 

First Bankers Trust Services, Inc., as Trustee

Linda J. Shultz, Trust Officer

Name/Title